SEC Compliance Officer
Lagos, Lagos
Posted 6 days ago
- Company:
- HRD solutions
- Company Description:
- At HRD Solutions, we provide performance focused support to businesses in the areas of business strategy, organizational design and Human Resource Consulting. Our unique approach is client- centric derived from our unwavering commitment to follow through with our clients with game changing strategic plan to achieve their overarching business goals.
- Contract Type:
- Full Time
- Experience Required:
- 3 to 4 years
- Education Level:
- Bachelor
- Number of vacancies:
- 1
Job Description
§ Maintain up-to-date knowledge of SEC rules and regulations.
§ Develop and implement compliance policies and procedures.
§ Identify, assess, and mitigate compliance risks.
§ Develop and maintain risk management frameworks.
§ Conduct regular risk assessments.
§ Prepare and submit all regulatory reports
§ Ensure timely submission of reports.
§ Provide compliance training to staff.
§ Conduct workshops and seminars.
§ Develop, implement, and maintain internal control systems.
§ Conduct regular audits and reviews.
§ Investigate compliance breaches
§ Maintain compliance records.
§ Liaise with regulatory bodies.
§ Participate in industry forums.
Requirements
§ Minimum of 3 years of experience in an Investment house in an Asset Management Firm
§ Minimum of Bachelor's Degree in Finance, Accounting, Economics, Statistics or another closely related field (ICAN,ACCA,CFA is an added advantage)
§ Knowledge Capital Market products
§ Knowledge AML/CFT Frame Work and Implementation
§ Experienced with returns rendition and timeline
§ Ability to analyze large amounts of data and to compile detailed reports
§ High attention to detail and excellent analytical skills
§ Ability to work in a fast-paced, team-based environment with minimal supervision.
§ Proficiency in Microsoft Office (Excel, Word, PowerPoint) is essential
§ Must be SEC sponsored individual
Salary Range 350 - 500k
- Salary:
- 350.000,00 NGN Monthly