Compliance Officer
Abuja, Abuja
Posted more than 30 days ago
- Company:
- MUTE SWAN CAPITAL LIMITED
- Company Description:
- Mute Swan Capital Limited (MSCL) is an asset management company duly registered with the Corporate Affairs Commission (CAC) and regulated by the Securities and Exchange Commission (SEC). A subsidiary of the Gecenyi Group, a group of companies with business interests in diverse sectors of the Nigerian economy. Mute Swan Capital is founded on the basis of innovation and excellence to provide wealth opportunities and growth through Investment in diverse asset classes, investment advisory services, wealth management among others.
- Contract Type:
- Full Time
- Experience Required:
- 5 to 10 years
- Education Level:
- Master
- Number of vacancies:
- 1
Job Description
Mute Swan Capital Limited is a dynamic investment banking firm dedicated to delivering innovative financial solutions while maintaining the highest standards of regulatory compliance. We are seeking a detail-oriented and knowledgeable Compliance Officer to join our team and ensure adherence to SEC rules and other relevant regulatory frameworks.
Job Role: Compliance Officer
Key Responsibilities:
Monitor and ensure compliance with all applicable SEC regulations and industry standards.
Develop, implement, and oversee compliance policies, procedures, and internal controls.
Conduct regular audits and assessments to identify potential compliance risks.
Provide training and guidance to staff on compliance-related matters.
Liaise with regulatory bodies, including the SEC, and ensure timely submission of required filings and reports.
Investigate and resolve compliance issues, reporting findings to senior management.
Stay updated on changes in regulations and advise management on necessary adjustments to policies.
Requirements:
Bachelor's degree in Finance, Law, Business Administration, or a related field.
Strong understanding of SEC rules and regulations, particularly in investment banking.
Minimum of 2 years experience in compliance or a related role within the financial services industry.
Excellent analytical, communication, and interpersonal skills.
Ability to manage multiple tasks and work effectively under pressure.
Proficiency in Microsoft Office tools and compliance software is an advantage.
What We Offer:
Competitive salary of ₦300,000 per month.
A collaborative and professional work environment.
Opportunities for professional development and growth within the financial services industry.
- Salary:
- ₦300,000.00 Monthly
